SEC Form 4 · accession 0001091667-15-000327

· CHTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Dec 22, 2015

Accepted (ET)

Dec 24, 2015 · 9:46 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001091667

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Dec 22, 2015	M	166,350	$53.595	A	561,994	D
Class A Common Stock^F2,F3	Dec 22, 2015	F	106,225	$180.99	D	455,769	D
Class A Common Stock^F4	Dec 22, 2015	G	83,696	$0.00	D	372,073	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Vesting Stock Options^F5	$53.595	Dec 22, 2015	M	166,350	D	—	Feb 19, 2016	Class A Common Stock	166,350	55,450	D

F1Securities acquired upon exercise of all of the vested performance-vesting stock options with a $125 or $150 per-share stock price target granted on December 19, 2011 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan. These options had an expiration date in February 2016.
F2Withholding of securities for the purpose of paying the exercise price and taxes due upon exercise of the stock options.
F3Per-share value assigned to the shares withheld based on the fair market value of the shares at the time the stock options were exercised on December 22, 2015.
F4Gift to a non-profit charitable foundation pursuant to a 10b5-1 plan.
F5The options, representing the right to purchase 110,900 shares of Class A Common Stock subject to the attainment of a $125 per-share stock price for a sixty-day period (with a 4-year term); and 110,900 shares of Class A Common Stock subject to the attainment of a $150 per-share stock price for a sixty-day period (with a 4-year term), vest as follows: (i) 25% were first eligible to vest on December 19, 2012; (ii) 25% were first eligible to vest on December 19, 2013; (iii) 25% were first eligible to vest on December 19, 2014; and (iv) 25% were first eligible to vest on December 19, 2015.