SEC Form 4 · accession 0001091667-15-000208
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Dykhouse
Officer — EVP/Gen Counsel/Corp Secretary
Period of report
Aug 27, 2015
Accepted (ET)
Aug 28, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 27, 2015 | G | 600 | $0.00 | D | 6,095 | D | |
| Class A Common StockF1 | Aug 27, 2015 | M | 7,000 | $35.375 | A | 13,095 | D | |
| Class A Common StockF2,F3 | Aug 27, 2015 | S | 7,000 | $180.00 | D | 6,095 | D | |
| Class A Common Stock | Aug 28, 2015 | G | 600 | $0.00 | D | 5,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $35.375 | Aug 27, 2015 | M | 7,000 | D | — | Jul 27, 2020 | Class A Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
- F2Includes sale of stock options reported as exercised.
- F3Multiple lots for the same price for this order have been combined.
- F4The option, representing a right to purchase a total of 7000 shares, became exercisable in four equal annual installments, beginning on March 1, 2011.