SEC Form 4 · accession 0001091667-15-000082
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Howard
Officer — SVP/CAO/Controller
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 24, 2015 | M | 417 | — | A | 1,682 | D | |
| Class A Common StockF2 | Apr 24, 2015 | F | 140 | $184.71 | D | 1,542 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 24, 2015 | M | 417 | D | — | — | Class A Common Stock | 417 | 1,250 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
- F3On 4/26/2011 the reporting person was granted 5,000 restricted stock units, one-third to vest in four equal installments on each of the first four anniversaries of 4/26/2011; one-third to vest in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one-third to vest in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012.