SEC Form 4 · accession 0001091667-15-000041
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher L Winfrey
Officer — EVP/Chief Financial Officer
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 3, 2015 | M | 2,200 | — | A | 52,961 | D | |
| Class A Common StockF2 | Feb 3, 2015 | F | 827 | $156.53 | D | 52,134 | D | |
| Class A Common Stock | holding | — | — | — | 55,000 | I | By Atalaya Management, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 3, 2015 | M | 2,200 | D | — | — | Class A Common Stock | 2,200 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1
- F3On August 3, 2012 the reporting person was granted 2,200 restricted stock units to vest on 2/3/2015.