SEC Form 4 · accession 0001091667-15-000035
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J DiGeronimo
Officer — EVP, Product and Strategy
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (3-year Cliff)F1 | $157.355 | Jan 22, 2015 | A | 22,805 | A | Jan 22, 2018 | Jan 22, 2025 | Class A Common Stock | 22,805 | 32,067 | D |
| Restricted Stock Units (3-year Cliff)F2,F3,F4 | $0.00 | Jan 22, 2015 | A | 953 | A | Jan 22, 2018 | — | Class A Common Stock | 953 | 1,887 | D |
Explanation of responses
- F1Stock Options granted on January 22, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 22, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.
- F2Restricted Stock Unit Grant - Price Not Applicable.
- F3Restricted Stock Units granted on January 22, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 22, 2018.
- F4Not applicable