SEC Form 4 · accession 0001674752-17-000001
Nuo Therapeutics, Inc. · AURX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M. Pittman
Director · 10% Owner
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Aug 10, 2017 | P | 1,485,000 | $0.2222 | A | 2,375,800 | D | |
| COMMON STOCKF1 | Aug 10, 2017 | P | 560,000 | $0.50 | A | 2,935,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares held in an IRA.