SEC Form 4 · accession 0001437749-17-019444
DETERMINE, INC. · DTRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Michael Gullard
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | A | 22,099 | $1.81 | A | 79,281 | D | |
| Common StockF2 | holding | — | — | — | 10,715 | I | The Gullard Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control.
- F2The reporting person is the Trustee of the Gullard Family Trust.