SEC Form 4/A · accession 0001437749-15-022482
DETERMINE, INC. · DTRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Brodsky
Officer — Executive Chairman · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 18, 2015 · 6:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | S | 1,139 | $2.787 | D | 91,715 | D | |
| Common StockF3 | holding | — | — | — | 78,343 | I | By Vajra Fund I, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale to cover taxes associated with restricted stock units vesting on December 1, 2015.
- F2The original filing on 12/16/2015 erroneously reported this as Code "F".
- F3Issued in the name of Vajra Fund I, L.P. The reporting person is the General Partner of Vajra Fund I, L.P.