SEC Form 4 · accession 0001437749-15-021045
DETERMINE, INC. · DTRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd Sems
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | A | 6,667 | $0.00 | A | 93,460 | D | |
| Common StockF2 | holding | — | — | — | 138,420 | I | By Sems Strategic Value, LP and Sems Diversified Value, LP. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will be fully vested on September 10, 2015.
- F2The reporting person is the Managing Member of the General Partner of both Sems Strategic Value, LP and Sems Diversified Value, LP.