SEC Form 4 · accession 0001437749-15-020961
DETERMINE, INC. · DTRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Nolan
Officer — Chief Financial Officer
Period of report
Nov 16, 2015
Accepted (ET)
Nov 16, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $3.34 | Nov 16, 2015 | A | 100,000 | A | — | Nov 16, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Option vests over a 48 month period from 10/7/2015 with 1/4 of the shares vesting on 10/7/2016 and the remaining shares vesting in 36 equal monthly installments thereafter.