SEC Form 4 · accession 0001127602-19-010464
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | M | 3,000 | $39.12 | A | 37,380 | D | |
| Common Stock | Mar 6, 2019 | M | 2,000 | $40.80 | A | 39,380 | D | |
| Common StockF2 | Mar 6, 2019 | S | 6,155 | $79.79 | D | 33,225 | D | |
| Common Stock | Mar 6, 2019 | G | 500 | $78.75 | D | 32,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $39.12 | Mar 6, 2019 | M | 3,000 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $40.80 | Mar 6, 2019 | M | 2,000 | D | Nov 19, 2015 | Nov 18, 2024 | Common Stock | 2,000 | 9,291 | D |
Explanation of responses
- F116.652 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
- F2The weighted average sale price is $79.79 with a range of $79.761-79.836.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable