SEC Form 4 · accession 0001127602-19-009876
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominique Grau
Officer — Senior Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 7,711 | $27.19 | A | 102,196 | D | |
| Common Stock | Mar 1, 2019 | S | 7,711 | $80.00 | D | 94,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $27.19 | Mar 1, 2019 | M | 7,711 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 7,711 | 7,712 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 13, 2018.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable