SEC Form 4 · accession 0001127602-18-033255
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2018 | A | 15,205 | $64.34 | A | 80,795 | D | |
| Common StockF3 | Nov 13, 2018 | A | 43,034 | $64.34 | A | 123,829 | D | |
| Common StockF4 | Nov 13, 2018 | F | 1,012 | $64.34 | D | 122,817 | D | |
| Common StockF5 | Nov 14, 2018 | F | 926 | $63.47 | D | 121,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 13, 2019 and are subject to a 1 year post-vest holding period.
- F2Includes 56.50 shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F3On November 13, 2018, 43,034 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period. 4,302 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.
- F4The reporting person surrendered 1,012 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.
- F5The reporting person surrendered 926 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.