SEC Form 4 · accession 0001127602-18-033251
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 13, 2018 | A | 3,277 | $64.34 | A | 27,181 | D | |
| Common StockF4 | Nov 13, 2018 | A | 10,410 | $64.34 | A | 37,591 | D | |
| Common StockF5 | Nov 13, 2018 | F | 246 | $64.34 | D | 37,345 | D | |
| Common StockF6 | Nov 14, 2018 | F | 262 | $63.47 | D | 37,083 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 13, 2019 and are subject to a 1 year post-vest holding period.
- F217.149 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
- F3192.6591 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F4On November 13, 2018, 10,410 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period. 9,888 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.
- F5The reporting person surrendered 246 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3
- F6The reporting person surrendered 262 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3