SEC Form 4 · accession 0001127602-18-013048
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Mar 29, 2018
Accepted (ET)
Mar 29, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | M | 4,000 | $41.26 | A | 72,547 | D | |
| Common Stock | Mar 29, 2018 | S | 4,000 | $67.2782 | D | 68,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $41.26 | Mar 29, 2018 | M | 4,000 | D | Nov 20, 2015 | Nov 19, 2024 | Common Stock | 4,000 | 11,292 | D |
Explanation of responses
- F1Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F2The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.