SEC Form 4 · accession 0001127602-18-011497
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | M | 4,875 | $41.26 | A | 75,422 | D | |
| Common StockF2 | Mar 12, 2018 | S | 6,875 | $71.38 | D | 68,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $41.26 | Mar 12, 2018 | M | 4,875 | D | Nov 20, 2015 | Nov 19, 2024 | Common Stock | 4,875 | 15,292 | D |
Explanation of responses
- F143.698 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
- F2Weighted average sale price was $71.38 with a range of $71.37-$71.38.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.