SEC Form 4 · accession 0001127602-18-001349
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
Dec 20, 2017
Accepted (ET)
Jan 8, 2018 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | G | 1,302 | $0.00 | D | 302,837 | D | |
| Common StockF1 | Jan 5, 2018 | M | 43,703 | $27.19 | A | 346,540 | D | |
| Common Stock | Jan 5, 2018 | S | 43,703 | $70.00 | D | 302,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $27.19 | Jan 5, 2018 | M | 43,703 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 43,703 | 43,700 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 19, 2017.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable