SEC Form 4 · accession 0001127602-17-032474
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2017 | A | 2,911 | $67.46 | A | 20,927 | D | |
| Common StockF3 | Nov 14, 2017 | A | 5,080 | $67.46 | A | 26,007 | D | |
| Common StockF4 | Nov 14, 2017 | F | 209 | $67.46 | D | 25,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 14, 2018.
- F2217.8951 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3 and 4.724 shares acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
- F3On November 14, 2017, 5,080 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program, of which 4,826 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.
- F4The reporting person surrendered 209 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.