SEC Form 4 · accession 0001127602-17-026225
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Didier Hirsch
Officer — Sr. VP and CFO
Period of report
Aug 22, 2017
Accepted (ET)
Aug 22, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2017 | M | 72,545 | $27.19 | A | 235,547 | D | |
| Common StockF2 | Aug 22, 2017 | S | 72,545 | $62.38 | D | 163,002 | D | |
| Common Stock | holding | — | — | — | 100 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $27.19 | Aug 22, 2017 | M | 72,545 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 72,545 | 20,000 | D |
Explanation of responses
- F1206.776 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F2The Weighted average sale price was $62.38 with a range of $62.00-$63.00.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable