SEC Form 4 · accession 0001127602-17-026088
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2017 | M | 12,421 | $40.80 | A | 59,498 | D | |
| Common StockF2 | Aug 18, 2017 | S | 12,421 | $61.57 | D | 47,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $40.80 | Aug 18, 2017 | M | 12,421 | D | Nov 19, 2015 | Nov 18, 2024 | Common Stock | 12,421 | 24,842 | D |
Explanation of responses
- F1Includes 8.038 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F2Weighted average sale price is $61.57 with a range of $61.57-$61.58
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.