SEC Form 4 · accession 0001127602-17-023594
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Jul 13, 2017
Accepted (ET)
Jul 14, 2017 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | M | 5,000 | $41.26 | A | 45,138 | D | |
| Common StockF1 | Jul 13, 2017 | S | 5,000 | $61.26 | D | 40,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $41.26 | Jul 13, 2017 | M | 5,000 | D | Nov 20, 2015 | Nov 19, 2024 | Common Stock | 5,000 | 40,167 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 31, 2017.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.