SEC Form 4 · accession 0001127602-17-019826
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | M | 12,420 | $40.80 | A | 59,489 | D | |
| Common StockF2 | May 30, 2017 | S | 12,420 | $60.00 | D | 47,069 | D | |
| Common Stock | May 30, 2017 | M | 9,431 | $39.12 | A | 56,500 | D | |
| Common StockF2 | May 30, 2017 | S | 9,431 | $60.00 | D | 47,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $40.80 | May 30, 2017 | M | 12,420 | D | Nov 19, 2015 | Nov 18, 2024 | Common Stock | 12,420 | 37,263 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $39.12 | May 30, 2017 | M | 9,431 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 9,431 | 3,146 | D |
Explanation of responses
- F1Includes 8.772 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F2This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 27, 2017.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.