SEC Form 4 · accession 0001127602-17-019304
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2017 | M | 50,000 | $25.73 | A | 278,364 | D | |
| Common StockF2 | May 23, 2017 | S | 50,000 | $59.86 | D | 228,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $25.73 | May 23, 2017 | M | 50,000 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 50,000 | 44,962 | D |
Explanation of responses
- F1528.925 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F2This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 28, 2017.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable