SEC Form 4 · accession 0001127602-17-016400
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 32,511 | $21.53 | A | 260,346 | D | |
| Common StockF1,F2 | May 1, 2017 | S | 32,511 | $55.48 | D | 227,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $21.53 | May 1, 2017 | M | 32,511 | D | Nov 18, 2010 | Nov 17, 2019 | Common Stock | 32,511 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 28, 2017.
- F2The average weighted sale price was $55.48 with a range of $55.36 - $55.52.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable