SEC Form 4 · accession 0001127602-17-015421
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Apr 24, 2017
Accepted (ET)
Apr 25, 2017 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | M | 2,000 | $26.19 | A | 42,132 | D | |
| Common StockF1 | Apr 24, 2017 | S | 2,000 | $54.50 | D | 40,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $26.19 | Apr 24, 2017 | M | 2,000 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 6, 2017.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable.