SEC Form 4 · accession 0001127602-17-011449
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | M | 8,496 | $26.19 | A | 26,621 | D | |
| Common StockF2 | Mar 10, 2017 | S | 8,496 | $52.05 | D | 18,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $26.19 | Mar 10, 2017 | M | 8,496 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 8,496 | 0 | D |
Explanation of responses
- F16.714 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
- F2The weighted average sale price is $52.05 with a range of $52.047 - $52.065.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.