SEC Form 4 · accession 0001127602-16-067777
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Didier Hirsch
Officer — Sr. VP and CFO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2016 | A | 20,450 | $46.18 | A | 150,747 | D | |
| Common StockF3 | Nov 16, 2016 | F | 7,686 | $46.18 | D | 143,061 | D | |
| Common StockF4 | Nov 16, 2016 | A | 25,851 | $46.18 | A | 168,912 | D | |
| Common Stock | holding | — | — | — | 100 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 16, 2016, 20450 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program.
- F21,020.514 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan and 631.638 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
- F3The reporting person surrendered 7,686 shares to Agilent Technologies, Inc. to satisfy tax liability on the issuance of shares in accordance with Rule 16b-3.
- F4Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 16, 2017.