SEC Form 4 · accession 0001127602-16-067768
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2016 | A | 8,385 | $46.18 | A | 35,251 | D | |
| Common StockF3 | Nov 16, 2016 | F | 2,186 | $46.18 | D | 33,065 | D | |
| Common StockF4 | Nov 16, 2016 | A | 18,344 | $46.18 | A | 51,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 16, 2016, 8,385 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program of which 2,095 shares were deferred pursuant to the Agilent Technologies, Inc. Deferred Compensation Plan.
- F2Includes 8.1651Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F3The reporting person surrendered 2,186 shares to Agilent Technologies, Inc. to satisfy tax liability on the issuance of shares in accordance with Rule 16b-3.
- F4Restricted Stock Units granted under the Agilent Technologies, Inc. 2009 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 16, 2017.