SEC Form 4 · accession 0001127602-16-063704
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | M | 2,000 | $26.19 | A | 22,463 | D | |
| Common Stock | Sep 30, 2016 | S | 2,000 | $47.30 | D | 20,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $26.19 | Sep 30, 2016 | M | 2,000 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 2,000 | 7,771 | D |
Explanation of responses
- F1Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F2The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.