SEC Form 4 · accession 0001127602-16-061485
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,141 | $27.19 | A | 16,322 | D | |
| Common Stock | Aug 29, 2016 | M | 3,000 | $26.19 | A | 19,322 | D | |
| Common StockF1 | Aug 29, 2016 | S | 8,141 | $47.82 | D | 11,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $27.19 | Aug 29, 2016 | M | 5,141 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 5,141 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $26.19 | Aug 29, 2016 | M | 3,000 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 3,000 | 8,496 | D |
Explanation of responses
- F1The weighted average sale price is $47.82 with a range of $47.80 - $47.84.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.