SEC Form 4 · accession 0001127602-16-052900
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 26,885 | $13.89 | A | 171,473 | D | |
| Common Stock | May 19, 2016 | M | 97,526 | $21.53 | A | 268,999 | D | |
| Common StockF1 | May 19, 2016 | S | 124,411 | $44.46 | D | 144,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $13.89 | May 19, 2016 | M | 26,885 | D | Nov 18, 2009 | Nov 17, 2018 | Common Stock | 26,885 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $21.53 | May 19, 2016 | M | 97,526 | D | Nov 18, 2010 | Nov 17, 2019 | Common Stock | 97,526 | 32,511 | D |
Explanation of responses
- F1The weighted average sale price is $44.46 with a range of $44.06-$44.81.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable
- F4Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.