SEC Form 4 · accession 0001127602-16-052894
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | M | 3,969 | $26.19 | A | 30,827 | D | |
| Common Stock | May 19, 2016 | M | 14,910 | $27.19 | A | 45,737 | D | |
| Common StockF2 | May 19, 2016 | S | 18,879 | $44.14 | D | 26,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $26.19 | May 19, 2016 | M | 3,969 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 3,969 | 3,969 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $27.19 | May 19, 2016 | M | 14,910 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 14,910 | 0 | D |
Explanation of responses
- F1Includes 9.291Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F2Weighted average sale price is $44.14 with a range of $44.-$44.36
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.