SEC Form 4 · accession 0001127602-16-052800
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Gonsalves
Officer — V.P., Corporate Controller
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | M | 5,141 | $27.19 | A | 16,322 | D | |
| Common Stock | May 18, 2016 | M | 4,401 | $25.73 | A | 20,723 | D | |
| Common StockF2 | May 18, 2016 | S | 5,141 | $44.21 | D | 15,582 | D | |
| Common Stock | May 18, 2016 | S | 4,401 | $44.2738 | D | 11,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $27.19 | May 18, 2016 | M | 5,141 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 5,141 | 5,141 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $25.73 | May 18, 2016 | M | 4,401 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 4,401 | 0 | D |
Explanation of responses
- F1431.282shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3
- F2The weighted average sale price is $44.21 with a range of $44.21-$44.22.
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable