SEC Form 4 · accession 0001127602-16-049236
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominique Grau
Officer — Senior Vice President
Period of report
Apr 14, 2016
Accepted (ET)
Apr 15, 2016 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2016 | M | 10,321 | $13.89 | A | 46,267 | D | |
| Common Stock | Apr 14, 2016 | S | 10,321 | $41.00 | D | 35,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $13.89 | Apr 14, 2016 | M | 10,321 | D | Nov 18, 2009 | Nov 17, 2018 | Common Stock | 10,321 | 10,322 | D |
Explanation of responses
- F1Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F2The option is fully vested and exercisable