SEC Form 4 · accession 0001127602-16-047012
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Herbold
Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2016 | A | 4,704 | $39.29 | A | 47,964 | I | Herbold Revoc Trust |
| Common Stock | Mar 18, 2016 | M | 8,072 | $24.22 | A | 56,036 | I | Herbold Revoc Trust |
| Common Stock | Mar 18, 2016 | S | 8,072 | $40.30 | D | 47,964 | I | Herbold Revoc Trust |
| Common Stock | holding | — | — | — | 2,500 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (right to buy)F2,F3 | $24.22 | Mar 18, 2016 | M | 8,072 | D | — | Nov 14, 2016 | Common Stock | 8,072 | 0 | I |
Explanation of responses
- F1Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Non-Employee Director Stock Plan.
- F3The option is fully vested and exercisable