SEC Form 4 · accession 0001127602-15-021608
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 26, 2015 | M | 7,938 | $26.19 | A | 16,424 | D | |
| Common StockF4 | Jun 26, 2015 | S | 7,938 | $40.01 | D | 8,486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F6 | $26.19 | Jun 26, 2015 | M | 7,938 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 7,938 | 7,938 | D |
Explanation of responses
- F1Includes 7.747 Shares acquired in the Agilent Technologies, Inc. dividend reinvestment plan
- F2179.536 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3
- F3Total shares held adjusted by 1 share due to rounding error.
- F4The weight average selling price is $40.01 with a range of $39.94 - $40.12
- F5Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F6The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.