SEC Form 4 · accession 0001127602-15-014571
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. McMullen
Officer — CEO and President · Director
Period of report
Apr 14, 2015
Accepted (ET)
Apr 15, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2015 | M | 43,130 | $26.16 | A | 116,830 | D | |
| Common StockF2 | Apr 14, 2015 | S | 43,130 | $42.72 | D | 73,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $26.16 | Apr 14, 2015 | M | 43,130 | D | Nov 19, 2008 | Nov 18, 2017 | Common Stock | 43,130 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan.
- F2The weighted average sale price was $42.75 with a range between $42.59 - $42.91
- F3Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Stock Plan, in compliance with Rule 16b-3.
- F4The option is fully vested and exercisable