SEC Form 4 · accession 0001127602-15-010170
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie Oh Huber
Officer — Sr VP, General Counsel & Sec.
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 50,448 | $25.73 | A | 88,220 | D | |
| Common Stock | Mar 3, 2015 | M | 23,135 | $27.19 | A | 111,355 | D | |
| Common Stock | Mar 3, 2015 | M | 17,792 | $26.19 | A | 129,147 | D | |
| Common Stock | Mar 3, 2015 | M | 16,609 | $27.38 | A | 145,756 | D | |
| Common Stock | Mar 3, 2015 | M | 7,000 | $27.38 | A | 152,756 | D | |
| Common StockF1 | Mar 3, 2015 | S | 107,984 | $42.26 | D | 44,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $25.73 | Mar 3, 2015 | M | 50,448 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 50,448 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $27.19 | Mar 3, 2015 | M | 23,135 | D | Nov 17, 2012 | Nov 16, 2021 | Common Stock | 23,135 | 38,561 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $26.19 | Mar 3, 2015 | M | 17,792 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 17,792 | 53,378 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $27.38 | Mar 3, 2015 | M | 16,609 | D | Nov 29, 2008 | Nov 28, 2017 | Common Stock | 16,609 | 7,000 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $27.38 | Mar 3, 2015 | M | 7,000 | D | Nov 29, 2008 | Nov 28, 2017 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The weighted average sale price is $42.26 with a range of $42.14 to $42.53.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable
- F4The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.