SEC Form 4 · accession 0001225208-19-003851
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M. Gutmann
Officer — Chief Sales & Solutions Off
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 25, 2019 | M | 12,087 | $0.00 | A | 48,733 | D | |
| Class A Common StockF1 | Feb 25, 2019 | F | 5,452 | $97.53 | D | 43,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3 | — | Feb 25, 2019 | M | 12,087 | D | Feb 14, 2019 | Feb 14, 2019 | Class A Common Stock | 12,087 | 0 | D |
Explanation of responses
- F1Includes 1,847.6191 shares in the Reporting Person's 401(k) account.
- F2One unit is equivalent to one share of UPS Class A Common stock.
- F3The RPUs were vested when earned on February 14, 2019.