SEC Form 4 · accession 0001225208-19-003847
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman M. Brothers Jr.
Officer — SVP, General Counsel & Sec
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 25, 2019 | M | 11,578 | $0.00 | A | 29,703 | D | |
| Class A Common StockF1 | Feb 25, 2019 | F | 5,223 | $97.53 | D | 24,480 | D | |
| Class A Common StockF1 | Feb 26, 2019 | J | 1,500 | $0.00 | D | 22,980 | D | |
| Class B Common Stock | Feb 26, 2019 | J | 1,500 | $0.00 | A | 1,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F4 | — | Feb 25, 2019 | M | 11,578 | D | Feb 14, 2019 | Feb 14, 2019 | Class A Common Stock | 11,578 | 0 | D |
Explanation of responses
- F1Includes 279.4032 shares in the Reporting Person's 401(k) account.
- F2Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
- F3One unit is equivalent to one share of UPS Class A Common stock.
- F4The RPUs were vested when earned on February 14, 2019.