SEC Form 4 · accession 0001225208-19-002756
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N. Peretz
Officer — Chief Financial Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 13, 2019 | S | 9,112 | $111.1813 | D | 20,098 | D | |
| Class A Common StockF2 | Feb 14, 2019 | G | 330 | $0.00 | D | 19,768 | D | |
| Class A Common Stock | holding | — | — | — | 120 | I | Child I | |
| Class A Common Stock | holding | — | — | — | 100 | I | Child II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A CommonF3 | $111.80 | Feb 14, 2019 | A | 16,963 | A | — | Feb 14, 2029 | Class A Common Stock | 16,963 | 16,963 | D |
| Restricted Performance UnitsF4 | — | Feb 14, 2019 | A | 16,117 | A | Feb 14, 2019 | Feb 14, 2019 | Class A Common Stock | 16,117 | 16,117 | D |
| Restricted Performance UnitsF5 | — | Feb 14, 2019 | A | 5,018 | A | Feb 14, 2020 | Feb 14, 2020 | Class A Common Stock | 5,018 | 5,018 | D |
Explanation of responses
- F1The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $111.1500 to $111.2450. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Includes 360.0391 shares in the Reporting Person's 401(k) account.
- F3Securities vest at the rate of 20% annually beginning February 14, 2020.
- F4Represents Restricted Performance Units (RPUs) granted as Long-Term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F5Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
Remarks
richardperetz.txt