SEC Form 4 · accession 0001225208-19-002755
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman M. Brothers Jr.
Officer — SVP, General Counsel & Sec
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A CommonF1 | $111.80 | Feb 14, 2019 | A | 9,422 | A | — | Feb 14, 2029 | Class A Common Stock | 9,422 | 9,422 | D |
| Restricted Performance UnitsF2 | — | Feb 14, 2019 | A | 11,578 | A | Feb 14, 2019 | Feb 14, 2019 | Class A Common Stock | 11,578 | 11,578 | D |
| Restricted Performance UnitsF3 | — | Feb 14, 2019 | A | 5,265 | A | Feb 14, 2020 | Feb 14, 2020 | Class A Common Stock | 5,265 | 5,265 | D |
Explanation of responses
- F1Securities vest at the rate of 20% annually beginning February 14, 2020.
- F2Represents Restricted Performance Units (RPUs) granted as Long-Term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
Remarks
normanbrothers.txt