SEC Form 4 · accession 0001225208-19-001299
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan R. Perez
Officer — Chief Info. & Engineering Off.
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 23, 2019 | M | 840 | $0.00 | A | 31,536 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 630 | $0.00 | A | 32,166 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 316 | $0.00 | A | 32,481 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 243 | $0.00 | A | 32,724 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 240 | $0.00 | A | 32,964 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 121 | $97.56 | D | 32,843 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 123 | $97.56 | D | 32,720 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 160 | $97.56 | D | 32,560 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 287 | $97.56 | D | 32,273 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 378 | $97.56 | D | 31,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3 | — | Jan 23, 2019 | M | 243 | D | — | Jan 15, 2019 | Class A Common Stock | 243 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 240 | D | — | Jan 15, 2020 | Class A Common Stock | 240 | 241 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 316 | D | — | Jan 15, 2021 | Class A Common Stock | 316 | 632 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 630 | D | — | Jan 15, 2022 | Class A Common Stock | 630 | 1,888 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 840 | D | — | Jan 15, 2023 | Class A Common Stock | 840 | 3,356 | D |
Explanation of responses
- F1Includes 1,605.7087 shares in the Reporting Person's 401(k) account.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest ratably over five years from the date of grant.
- F4Includes dividend equivalent units attributed to the RPUs.