SEC Form 4 · accession 0001225208-19-001298
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard N. Peretz
Officer — Chief Financial Officer
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 23, 2019 | M | 949 | $0.00 | A | 28,586 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 770 | $0.00 | A | 29,356 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 577 | $0.00 | A | 29,933 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 325 | $0.00 | A | 30,259 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 324 | $0.00 | A | 30,583 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 164 | $97.56 | D | 30,419 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 164 | $97.56 | D | 30,255 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 261 | $97.56 | D | 29,994 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 348 | $97.56 | D | 29,646 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 435 | $97.56 | D | 29,211 | D | |
| Class A Common Stock | holding | — | — | — | 120 | I | Child I | |
| Class A Common Stock | holding | — | — | — | 100 | I | Child II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3 | — | Jan 23, 2019 | M | 324 | D | — | Jan 15, 2019 | Class A Common Stock | 324 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 325 | D | — | Jan 15, 2020 | Class A Common Stock | 325 | 325 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 949 | D | — | Jan 15, 2021 | Class A Common Stock | 949 | 1,900 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 577 | D | — | Jan 15, 2022 | Class A Common Stock | 577 | 1,731 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 770 | D | — | Jan 15, 2023 | Class A Common Stock | 770 | 3,078 | D |
Explanation of responses
- F1Includes 360.0391 shares in the Reporting Person's 401(k) account.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest ratably over five years from the date of grant.
- F4Includes dividend equivalent units attributed to the RPUs.