SEC Form 4 · accession 0001225208-19-001297
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teri P McClure
Officer — CHRO & SVP, Labor Relations
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 23, 2019 | M | 1,056 | $0.00 | A | 67,979 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 1,013 | $0.00 | A | 68,992 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 746 | $0.00 | A | 69,738 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 728 | $0.00 | A | 70,465 | D | |
| Class A Common StockF1 | Jan 23, 2019 | M | 665 | $0.00 | A | 71,131 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 301 | $97.56 | D | 70,830 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 337 | $97.56 | D | 70,493 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 367 | $97.56 | D | 70,126 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 457 | $97.56 | D | 69,669 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 476 | $97.56 | D | 69,193 | D | |
| Class B Common Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3 | — | Jan 23, 2019 | M | 728 | D | — | Jan 15, 2019 | Class A Common Stock | 728 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 746 | D | — | Jan 15, 2020 | Class A Common Stock | 746 | 745 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 1,056 | D | — | Jan 15, 2021 | Class A Common Stock | 1,056 | 2,112 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 665 | D | — | Jan 15, 2022 | Class A Common Stock | 665 | 1,996 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 1,013 | D | — | Jan 15, 2023 | Class A Common Stock | 1,013 | 4,051 | D |
Explanation of responses
- F1Includes 2,241.0139 shares in the Reporting Person's 401(k) account.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest ratably over five years from the date of grant.
- F4Includes dividend equivalent units attributed to the RPUs.