SEC Form 4 · accession 0001225208-19-001292
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Price
Officer — Chief Strat. & Transform. Off.
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 23, 2019 | M | 6,471 | $0.00 | A | 10,733 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 2,957 | $97.56 | D | 7,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 6,471 | D | — | Jan 15, 2022 | Class A Common Stock | 6,471 | 19,414 | D |
Explanation of responses
- F1Includes 77.3850 shares in the Reporting Person's 401(k) account and 32.3787 shares acquired in the Reporting Person's Discounted Employee Stock Purchase Plan.
- F2Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis.
- F3RSUs vest ratably over five years from the date of grant.
- F4Includes dividend equivalent units attributed to the RSUs.