SEC Form 4 · accession 0001225208-19-001291
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Warren
Officer — Chief Marketing Officer
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 23, 2019 | M | 8,425 | $0.00 | A | 8,442 | D | |
| Class A Common StockF1 | Jan 23, 2019 | F | 2,575 | $97.56 | D | 5,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Jan 23, 2019 | M | 8,425 | D | — | Jan 15, 2021 | Class A Common Stock | 8,425 | 16,851 | D |
Explanation of responses
- F1Includes 17.3405 shares in the Reporting Person's 401(k) account.
- F2Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis.
- F3RSUs vest at the rate of one-third per year on each of the first three anniversaries following the grant date.
- F4Includes dividend equivalent units attributed to the RSUs.