SEC Form 4 · accession 0001225208-18-006288
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman M. Brothers Jr.
Officer — Sr VP, Gen Counsel & Sec
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 14, 2018 | M | 2,284 | $119.15 | A | 19,483 | D | |
| Class A Common StockF1 | Mar 14, 2018 | F | 1,036 | $119.15 | D | 18,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF2,F3,F4 | — | Mar 14, 2018 | M | 2,284 | D | Dec 31, 2017 | Dec 31, 2017 | Class A Common Stock | 2,284 | 0 | D |
Explanation of responses
- F1Includes 1.7387 shares acquired in the Reporting Person's 401(k) account between January 25, 2018 and March 14, 2018.
- F2One unit is equivalent to one share of UPS Class A Common stock.
- F3The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018.
- F4Includes 19 Dividend Equivalent Units acquired in the Reporting Person's Long-Term Incentive Performance account between March 2, 2018 and March 14, 2018.