SEC Form 4 · accession 0001225208-18-001612
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. Wallace
Officer — SVP, Eng & Sustainability
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 24, 2018 | M | 839 | $134.09 | A | 20,992 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 513 | $134.09 | A | 21,505 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 310 | $134.09 | A | 21,816 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 266 | $134.09 | A | 22,082 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 249 | $134.09 | A | 22,330 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 133 | $134.09 | D | 22,197 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 142 | $134.09 | D | 22,055 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 156 | $134.09 | D | 21,899 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 247 | $134.09 | D | 21,652 | D | |
| Class A Common StockF1 | Jan 24, 2018 | F | 399 | $134.09 | D | 21,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 266 | D | — | Jan 15, 2018 | Class A Common Stock | 266 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 249 | D | — | Jan 15, 2019 | Class A Common Stock | 249 | 248 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 310 | D | — | Jan 15, 2020 | Class A Common Stock | 310 | 620 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 839 | D | — | Jan 15, 2021 | Class A Common Stock | 839 | 2,519 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 513 | D | — | Jan 15, 2022 | Class A Common Stock | 513 | 2,055 | D |
Explanation of responses
- F1Includes .5301 shares acquired in the Reporting Person's Discounted Employee Stock Purchase Plan account between December 31, 2017 and January 24, 2018.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 205.1913 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.