SEC Form 4 · accession 0001225208-18-001611
UNITED PARCEL SERVICE INC · UPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juan R. Perez
Officer — Chief Info. & Engineering Off.
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 24, 2018 | M | 610 | $134.09 | A | 29,234 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 306 | $134.09 | A | 29,540 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 256 | $134.09 | A | 29,796 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 236 | $134.09 | A | 30,031 | D | |
| Class A Common Stock | Jan 24, 2018 | M | 233 | $134.09 | A | 30,264 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 120 | $134.09 | D | 30,144 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 126 | $134.09 | D | 30,018 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 137 | $134.09 | D | 29,881 | D | |
| Class A Common Stock | Jan 24, 2018 | F | 145 | $134.09 | D | 29,736 | D | |
| Class A Common StockF1 | Jan 24, 2018 | F | 291 | $134.09 | D | 29,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 256 | D | — | Jan 15, 2018 | Class A Common Stock | 256 | 0 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 236 | D | — | Jan 15, 2019 | Class A Common Stock | 236 | 235 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 233 | D | — | Jan 15, 2020 | Class A Common Stock | 233 | 466 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 306 | D | — | Jan 15, 2021 | Class A Common Stock | 306 | 918 | D |
| Restricted Performance UnitsF4,F2,F3 | — | Jan 24, 2018 | M | 610 | D | — | Jan 15, 2022 | Class A Common Stock | 610 | 2,439 | D |
Explanation of responses
- F1Includes 93.8677 shares acquired in the Reporting Person's 401(k) account between March 15, 2017 and January 24, 2018.
- F2Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
- F3RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
- F4Includes 144.8457 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018.